Webb9 aug. 2024 · As a result, PS 22/11 introduces new rules requiring principals to: More carefully assess applications for new ARs and be able to justify their appointment. Provide FCA with considerably more detail on existing ARs, particularly in relation to complaints and financials. More closely examine the activities performed by ARs. Webb19 aug. 2024 · On 19 August 2024, the FCA updated its webpage regarding Policy Statement 22/11: ‘Improving the Appointed Representatives regime’. The FCA has added …
FCA releases Policy Statement on improvements to the Appointed ...
Webb2 dec. 2024 · PS21/11 contains updates and clarifications to address some of the issues raised. Specifically, the rules in Appendix 1 of PS21/11: clarify the application of some of … Webb19 aug. 2024 · On 19 August 2024, the FCA updated its webpage regarding Policy Statement 22/11: ‘Improving the Appointed Representatives regime’. The FCA has added new text under the heading ’Next Steps’. The full section now reads: The changes will take effect on 8 December 2024. scottsville landmark apartments
DMPs under FCA Consumer Duty - LinkedIn
Webb6 okt. 2024 · The new power, granted to the FCA via the Financial Services Act 2024, will streamline and shorten the process of removing firm permissions. The FCA will be able to start the cancellation process as soon as it considers permissions are not being used, by serving 14 days’ notice on a firm. Webb21 apr. 2024 · The FCA has published its final rules to increase the disclosure of diversity on listed company boards and executive committees ( PS22/3 ). The rules are broadly the same as those set out in the consultation but with some changes to reflect concerns about data collection and reporting. Webb5 aug. 2024 · On 4 August 2024, the FCA released Policy Statement PS22/11: Improvements to the Appointed Representative Regime. The Policy Statement follows a … scottsville ky weather 10 day